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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-20 |
| FL | RA | APPROVED | 2017-03-25 |
Branch Locations
315 West Town Place Units 7 & 8, St. Augustine, FL 32092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Jacksonville | FL | 01/2015 | 03/2017 |
| Massmutual Life Insurance Company | St. Augustine | FL | 07/2016 | Present |
| Mml Investors Services, Llc | St. Augustine | FL | 03/2017 | Present |
(1)INDEPENDENT INSURANCE AGENT SELLING DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC FROM BUSINESS ADDRESS FOR 1HR/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 11/2014. (2)NAME: ATLANTIC COAST FINANCIAL LLC INV REL: Y ADD: 315 W TOWN PLACE UNIT 8 ST AUGUSTINE FL 32092 NATURE: LLC POSITION: OWNER START DATE: 1/1/2023 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 20 DESCRIBE DUTIES: OWNER- THIS IS AN LLC ESTABLISHED FOR MY COMMISSIONS INCLUDING FROM INVESTMENT ADVISORY BUSINESS TO BE DIRECTED INTO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-17 |
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