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Joseph Max Carter

Raymond James & Associates, Inc.

Spokane, WA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-26
WA RA APPROVED 2025-03-11
  • TX RA
    APPROVED
    Since 2025-03-26
  • WA RA
    APPROVED
    Since 2025-03-11

Branch Locations

501North Riverpoint Blvd Suite 245, Spokane, WA 99202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2011 03/2025
Raymond James & Associates, Inc. Spokane WA 03/2025 Present
Previous Registrations
  • 2011-07-08 → 2025-03-11
    Edward Jones
    Mead, WA
  • 2010-11-22 → 2011-07-11
    Chase Investment Services Corp.
    Spokane, WA
    Cheney, WA
    Spokane, WA
  • 2007-01-05 → 2008-04-28
    Edward Jones
    Ocean Shores, WA
    Spokane, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 2000-07-27
  • S66 Uniform Combined State Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    2000-07-27
Designations
Other Names
  • Joseph Max Carter
  • Max Joseph Carter
  • Joseph Max Carter

View on SEC IAPD

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Other Offices

VORPAHL WING ADVISORS, INC. · SPOKANE, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Spokane, WA
OSAIC WEALTH, INC. · SPOKANE, WA
OSAIC ADVISORY SERVICES, LLC · Spokane, WA

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