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Nicholas John Martin

J.P. Morgan Securities LLC

Madison, WI

Madison, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-02
WI RA APPROVED 2020-10-02
  • TX RA
    APPROVED
    Since 2020-10-02
  • WI RA
    APPROVED
    Since 2020-10-02

Branch Locations

602 North High Point Road, Madison, WI 53717 • United States

758 N Midvale Blvd, Madison, WI 53705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Madison WI 05/2014 01/2019
Jp Morgan Chase Bank Madison WI 05/2014 01/2019
Jpmorgan Chase Bank, Na. Madison WI 01/2019 Present
J.P. Morgan Securities Llc Madison WI 01/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-28
S63 Uniform Securities Agent State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2020-09-28
  • S63 Uniform Securities Agent State Law Examination
    2014-06-20
Other Names
  • Nicholas Martin

View on SEC IAPD

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