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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-15
AZ RA APPROVED 2022-07-05
  • TX RA
    APPROVED_RES
    Since 2024-07-15
  • AZ RA
    APPROVED
    Since 2022-07-05

Branch Locations

826 E Union Hills Dr, Phoenix, AZ 85024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Scottsdale AZ 10/2012 06/2022
Paiute Way Llc Scottsdale AZ 11/2016 11/2021
Jp Morgan Chase Bank, N.A. Scottsdale AZ 11/2014 06/2022
Paiute Way, Llc Phoenix AZ 11/2021 Present
Raymond James Financial Services Inc Phoenix AZ 07/2022 Present
Raymond James Financial Services Advisors Phoenix AZ 07/2022 Present
Desert Financial Credit Union Phoenix AZ 07/2022 Present
  • 10/2012 → 06/2022
    J.P. Morgan Securities Llc
    Scottsdale, AZ
  • 11/2016 → 11/2021
    Paiute Way Llc
    Scottsdale, AZ
  • 11/2014 → 06/2022
    Jp Morgan Chase Bank, N.A.
    Scottsdale, AZ
  • 11/2021 → Present
    Paiute Way, Llc
    Phoenix, AZ
  • 07/2022 → Present
    Raymond James Financial Services Inc
    Phoenix, AZ
  • 07/2022 → Present
    Raymond James Financial Services Advisors
    Phoenix, AZ
  • 07/2022 → Present
    Desert Financial Credit Union
    Phoenix, AZ
Other Businesses

(1)Name of Business: Desert Financial Wealth Management Address: 826 E Union Hls Dr, Phoenix, AZ, 85024-2998, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/04/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Employee of Desert Financial Wealth Management (2)Name of Business: Paiute Way LLC Address: 9451 E Becker Ln apt 2007, Scottsdale, AZ, 85260, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is a residential real estate long term rental property (3)Name of Business: Ren Square LLC Address: 2 N Central Ave suite 101, Phoenix, AZ, 85004, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/05/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investor in this business which is a restaurant called Wren & Wolf in Phoenix AZ. I do not deal with any day to day activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-10
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S66 Uniform Combined State Law Examination
    2022-05-10
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26
Other Names
  • Grady James Melton

View on SEC IAPD

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