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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-15 |
| AZ | RA | APPROVED | 2022-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Scottsdale | AZ | 10/2012 | 06/2022 |
| Paiute Way Llc | Scottsdale | AZ | 11/2016 | 11/2021 |
| Jp Morgan Chase Bank, N.A. | Scottsdale | AZ | 11/2014 | 06/2022 |
| Paiute Way, Llc | Phoenix | AZ | 11/2021 | Present |
| Raymond James Financial Services Inc | Phoenix | AZ | 07/2022 | Present |
| Raymond James Financial Services Advisors | Phoenix | AZ | 07/2022 | Present |
| Desert Financial Credit Union | Phoenix | AZ | 07/2022 | Present |
(1)Name of Business: Desert Financial Wealth Management Address: 826 E Union Hls Dr, Phoenix, AZ, 85024-2998, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/04/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Employee of Desert Financial Wealth Management (2)Name of Business: Paiute Way LLC Address: 9451 E Becker Ln apt 2007, Scottsdale, AZ, 85260, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is a residential real estate long term rental property (3)Name of Business: Ren Square LLC Address: 2 N Central Ave suite 101, Phoenix, AZ, 85004, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/05/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investor in this business which is a restaurant called Wren & Wolf in Phoenix AZ. I do not deal with any day to day activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-26 |
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