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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-03-17
TX RA APPROVED 2022-03-17
  • PA RA
    APPROVED
    Since 2022-03-17
  • TX RA
    APPROVED
    Since 2022-03-17

Branch Locations

100 Vanguard Blvd., Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 04/2015 Present
  • 04/2015 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD., MALVERN, PA 19355.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-16
S63 Uniform Securities Agent State Law Examination 2015-07-15
  • S66 Uniform Combined State Law Examination
    2022-03-16
  • S63 Uniform Securities Agent State Law Examination
    2015-07-15
Other Names
  • Sara Altansumberel
  • Saruulzaya Altansumberel
  • Sara Altan Lee

View on SEC IAPD

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