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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2020-01-29
  • SD RA
    APPROVED
    Since 2020-01-29

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Sioux Falls SD 08/2012 01/2020
Various Insurance Carriers For W & R Insurance Agencies Sioux Falls SD 03/2012 01/2020
Dan Frasier Sioux Falls SD 01/2015 01/2020
Prinicpal Life Insurance Co Sioux Falls SD 01/2020 Present
Principal Securities Inc Sioux Falls SC 01/2020 Present
  • 08/2012 → 01/2020
    Waddell & Reed Inc
    Sioux Falls, SD
  • 03/2012 → 01/2020
    Various Insurance Carriers For W & R Insurance Agencies
    Sioux Falls, SD
  • 01/2015 → 01/2020
    Dan Frasier
    Sioux Falls, SD
  • 01/2020 → Present
    Prinicpal Life Insurance Co
    Sioux Falls, SD
  • 01/2020 → Present
    Sioux Falls, SC
Previous Registrations
  • 2013-01-23 → 2020-01-27
    Waddell & Reed
    Sioux Falls, SD
    Savage, MN
Other Businesses

***Fixed Insurance; Investment Related; Sioux Falls, SD; Agent; Fixed Life, Annuities, LTC, Group Benefits, Health, DI, Medical; Start Date: 01/16/2020; 1 hrs per month; 1 during trading hours. ***Freelance Flyfishing Author; Not Investment Related; 5000; ; Write books and magazine articles and sell photographs about the outdoors and flyfishing. Guide anglers and host trips, do podcast interviews and videos all pertaining to flyfishing/outdoor activities; Start Date: 01/01/2014; 5 hrs per month; 0 during trading hours. ***University of South Dakota; Not Investment Related; Vermillion, SD; Adjunct Professor; Teaching buisiness finance class.; Start Date: 08/23/2021; 30 hrs per month; 0 during trading hours. ***LAND POSITION: Landowner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 1721 South Phillips Avenue, Sioux Falls SD 57105, United States DESCRIPTION: I own a small piece of land that will receive rental income from a farmer planting and harvesting food plots for the wildlife on the property and from a residual CRP contract.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-21
  • S66 Uniform Combined State Law Examination
    2013-01-21
Designations
Other Names
  • Dan C Frasier

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