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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2020-01-29 |
Branch Locations
4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Sioux Falls | SD | 08/2012 | 01/2020 |
| Various Insurance Carriers For W & R Insurance Agencies | Sioux Falls | SD | 03/2012 | 01/2020 |
| Dan Frasier | Sioux Falls | SD | 01/2015 | 01/2020 |
| Prinicpal Life Insurance Co | Sioux Falls | SD | 01/2020 | Present |
| Principal Securities Inc | Sioux Falls | SC | 01/2020 | Present |
***Fixed Insurance; Investment Related; Sioux Falls, SD; Agent; Fixed Life, Annuities, LTC, Group Benefits, Health, DI, Medical; Start Date: 01/16/2020; 1 hrs per month; 1 during trading hours. ***Freelance Flyfishing Author; Not Investment Related; 5000; ; Write books and magazine articles and sell photographs about the outdoors and flyfishing. Guide anglers and host trips, do podcast interviews and videos all pertaining to flyfishing/outdoor activities; Start Date: 01/01/2014; 5 hrs per month; 0 during trading hours. ***University of South Dakota; Not Investment Related; Vermillion, SD; Adjunct Professor; Teaching buisiness finance class.; Start Date: 08/23/2021; 30 hrs per month; 0 during trading hours. ***LAND POSITION: Landowner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 1721 South Phillips Avenue, Sioux Falls SD 57105, United States DESCRIPTION: I own a small piece of land that will receive rental income from a farmer planting and harvesting food plots for the wildlife on the property and from a residual CRP contract.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-21 |
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