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Michael Joseph Connors

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

CRD 6109391

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-03-11
  • MO RA
    APPROVED
    Since 2019-03-11

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Financial Corporation Saint Louis MO 01/2015 Present
  • 01/2015 → Present
    Stifel Financial Corporation
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-08
  • S66 Uniform Combined State Law Examination
    2019-03-08
Other Names
  • Michael Joseph Connors

View on SEC IAPD

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Nearby Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
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