James Richard Mccormick

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Raymond James Financial Services, Inc.
  Red Bank, NJ
• 09/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Red Bank, NJ

Previous Registrations

• 2015-06-24 → 2016-08-23
  Raymond James & Associates, Inc.
  Coral Gables, FL
  St. Petersburg, FL
  Coral Gables, FL

Other Businesses

(1)Name of Business: Saddle River Holdings Group 2 Address: 11 Wharf Ave Comm. Unit #2, Red Bank, NJ, 07701, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/07/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor, Certified Financial Planner

Exams

• S66 Uniform Combined State Law Examination
  2015-06-19

Other Names

• J.R. Mccormick