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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
| MI | RA | APPROVED | 2023-09-01 |
Branch Locations
531 North Riverside Ave Suite 200, St. Clair, MI 48079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | St Clair | MI | 12/2014 | 09/2023 |
| Osaic Wealth, Inc. | St. Clair | MI | 09/2023 | Present |
1) RICHARD SCHWEIHOFER POSITION: Volunteer NATURE: Commission Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2016; ADDRESS: 547 N Carney Drive, St Clair MI 48079, United States DESCRIPTION: Commission Member Pine Shores Golf Committee-City of St Clair 2) LICK AND RIZ PROPERTIES LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2022 ADDRESS: 531 North Riverside Ave, Suite 200, St Clair MI 48079, United States DESCRIPTION: Property Management 3) ST CLAIR FINANCIAL GROUP POSITION: Statutory Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/10/2015 ADDRESS: 531 North Riverside Ave, Suite 200, St Clair MI 48079, United States DESCRIPTION: Provide Fixed Life Insurance and disability insurance to clients using the following companies: Midland National Life, Cincinnati Life Insurance Co., Ilinois Mutual and Imereti 4. ST CLAIR FINANCIAL GROUP LLC POSITION: Sole Member NATURE: LLC set up for tax and payroll purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/02/2025 ADDRESS: 531 North Riverside Ave., Suite 200, St Clair MI 48079, United States DESCRIPTION: Entity is used for tax and payroll purposes only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-15 |
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