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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2016-12-27
  • RI RA
    APPROVED
    Since 2016-12-27

Branch Locations

2845 Post Road, Wawick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Karnes, Cpa Warwick RI 06/1984 Present
Lincoln Financial Advisors Cranston RI 11/2012 10/2016
Lpl Financial Llc Cranston RI 11/2016 Present
Integrated Wealth Concepts Llc Warwick RI 11/2016 Present
  • 06/1984 → Present
    Mark Karnes, Cpa
    Warwick, RI
  • 11/2012 → 10/2016
    Lincoln Financial Advisors
    Cranston, RI
  • 11/2016 → Present
    Lpl Financial Llc
    Cranston, RI
  • 11/2016 → Present
    Warwick, RI
Previous Registrations
  • 2013-08-08 → 2016-11-28
    Osaic Fa, Inc.
    Warwick, CT
    Glastonbury, CT
    Warwick, RI
    Glastonbury, CT
    Warwick, RI
    Waltham, MA
Other Businesses

1. 11/11/2016 - MRK REALTY/ REAL ESTATE RENTAL/ 0%/ WARWICK, RI 2. 11/11/2016 - MARK KARNES CPA/ CPA AFFILIATE PROGRAM/ 90%/ WARWICK, RI 3. 11/11/2016 - ATWOOD AVE DONUTS, INC/ BUSINESS OWNER/ 5%/ CRANSTON, RI 4. 11/11/2016 - MRSJ PARTNERS LLC/ REAL ESTATE RENTAL/ 50%/ WARWICK, RI 5. 11/11/2016 - REAL ESTATE MANAGER/ REAL ESTATE RENTAL/ 10%/ 103 BEND ST, WARWICK, RI 02889; 2855 POST RD, WARWICK RI 02886; 35 KRISTEE CR, WEST WARWICK RI 02893 6. 11/11/2016 - ELM REALTY/ REAL ESTATE RENTAL/ 5%/ WARWICK, RI 7. 1/4/2017 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 0%. 8. 1/13/2017 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Time Spent 0%. 9. 1/13/2017 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 0% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend a nominal amount of my time on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-29
  • S66 Uniform Combined State Law Examination
    2013-06-29
Other Names
  • Mark Karnes
  • Mark E Karnes

View on SEC IAPD

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