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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2016-12-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Karnes, Cpa | Warwick | RI | 06/1984 | Present |
| Lincoln Financial Advisors | Cranston | RI | 11/2012 | 10/2016 |
| Lpl Financial Llc | Cranston | RI | 11/2016 | Present |
| Integrated Wealth Concepts Llc | Warwick | RI | 11/2016 | Present |
1. 11/11/2016 - MRK REALTY/ REAL ESTATE RENTAL/ 0%/ WARWICK, RI 2. 11/11/2016 - MARK KARNES CPA/ CPA AFFILIATE PROGRAM/ 90%/ WARWICK, RI 3. 11/11/2016 - ATWOOD AVE DONUTS, INC/ BUSINESS OWNER/ 5%/ CRANSTON, RI 4. 11/11/2016 - MRSJ PARTNERS LLC/ REAL ESTATE RENTAL/ 50%/ WARWICK, RI 5. 11/11/2016 - REAL ESTATE MANAGER/ REAL ESTATE RENTAL/ 10%/ 103 BEND ST, WARWICK, RI 02889; 2855 POST RD, WARWICK RI 02886; 35 KRISTEE CR, WEST WARWICK RI 02893 6. 11/11/2016 - ELM REALTY/ REAL ESTATE RENTAL/ 5%/ WARWICK, RI 7. 1/4/2017 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 0%. 8. 1/13/2017 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Time Spent 0%. 9. 1/13/2017 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 0% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend a nominal amount of my time on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-29 |
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