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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-02-03
  • PA RA
    APPROVED
    Since 2025-02-03

Branch Locations

151 W Main St, Somerset, PA 15501 • United States

131 North Center Avenue, Somerset, PA 15501 • United States

210 Ohio Street, Boswell, PA 15531 • United States

2028 North Center Avenue, Somerset, PA 15501 • United States

420 Main Street, Berlin, PA 15530 • United States

1614 North Center Avenue, Somerset, PA 15501 • United States

4185 Glades Pike, Somerset, PA 15501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Ligonier PA 08/2011 10/2022
Osaic Institutions, Inc Meriden CT 10/2022 02/2025
Somerset Trust Company Somerset PA 10/2022 Present
Lpl Financial Llc Somerset PA 02/2025 Present
  • 08/2011 → 10/2022
    Janney Montgomery Scott, Llc
    Ligonier, PA
  • 10/2022 → 02/2025
    Meriden, CT
  • 10/2022 → Present
    Somerset Trust Company
    Somerset, PA
  • 02/2025 → Present
    Somerset, PA
Previous Registrations
Other Businesses

1-12/2024 / STC Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-22
S63 Uniform Securities Agent State Law Examination 2014-11-14
  • S66 Uniform Combined State Law Examination
    2024-10-22
  • S63 Uniform Securities Agent State Law Examination
    2014-11-14

View on SEC IAPD

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