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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-07-21 |
Branch Locations
109 W Main Street Suite 103, Somerset, PA 15501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Somerset | PA | 02/1995 | Present |
1. PART OWNER OF FAMILY FARM THAT IS RENTED OUT. NOT INVESTMENT RELATED AND NOT CONDUCTED FROM BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-08 |
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