Best Investors Account Sign in
Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-27
  • NY RA
    APPROVED
    Since 2021-05-27

Branch Locations

6702 Buckley Rd, Suite 110A, Syracuse, NY 13212 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eastgate Financial Syracuse NY 01/2016 04/2018
Lpl Financial Llc Syracuse NY 04/2018 Present
Private Advisor Group, Llc Morristown NJ 05/2018 Present
  • 01/2016 → 04/2018
    Eastgate Financial
    Syracuse, NY
  • 04/2018 → Present
    Lpl Financial Llc
    Syracuse, NY
  • 05/2018 → Present
    Morristown, NJ
Other Businesses

1) 03/22/2018 - Eastgate Financial Group, Inc - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2018 - 160 hr/mth 2) 6/14/2018 - Private Advisor Group - - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:03/20/2018 - 40 Hours Per Month - Time Spent: 0% - You are approved based on the specific facts provided in this request. Since the RIA accommodates IARs not affiliated with LPL Financial, you are prohibited from using the RIA name to represent your LPL Financial securities business. 3) 6/14/2018 - Private Advisor Group - DBA: Eastgate Financial Group, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:03/20/2018 - 40 Hours Per Month - Time Spent: 0% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/14/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-18
S63 Uniform Securities Agent State Law Examination 2013-05-24
  • S66 Uniform Combined State Law Examination
    2018-05-18
  • S63 Uniform Securities Agent State Law Examination
    2013-05-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Syracuse, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor