Best Investors
Account
Sign in
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-27 |
Branch Locations
6702 Buckley Rd, Suite 110A, Syracuse, NY 13212 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eastgate Financial | Syracuse | NY | 01/2016 | 04/2018 |
| Lpl Financial Llc | Syracuse | NY | 04/2018 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 05/2018 | Present |
1) 03/22/2018 - Eastgate Financial Group, Inc - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2018 - 160 hr/mth 2) 6/14/2018 - Private Advisor Group - - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:03/20/2018 - 40 Hours Per Month - Time Spent: 0% - You are approved based on the specific facts provided in this request. Since the RIA accommodates IARs not affiliated with LPL Financial, you are prohibited from using the RIA name to represent your LPL Financial securities business. 3) 6/14/2018 - Private Advisor Group - DBA: Eastgate Financial Group, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:03/20/2018 - 40 Hours Per Month - Time Spent: 0% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/14/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-24 |
Reach out to this advisor