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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-05 |
| TX | RA | APPROVED | 2022-04-05 |
Branch Locations
2452 Lakewest Dr, Chico, CA 95928 • United States
Los Molinos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Red Bluff | CA | 11/2015 | 12/2017 |
| Jp Morgan Securities, Llc | Redding | CA | 12/2017 | 07/2018 |
| Jpmorgan Securities Llc | Chico | CA | 07/2018 | 03/2022 |
| Lpl Financial Llc | Chico | CA | 04/2022 | Present |
1) 2022-04-05 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - AMG Chico - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-04-05 - hrs/mth - hrs/mth during trading 2) 2026-01-02 - JS Asset Stewardship, INC. - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2025-12-26 - 160hrs/mth - 136hrs/mth during trading 3) 2026-01-02 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - JS Asset Stewardship, INC. - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-12-26 - 160hrs/mth - 136hrs/mth during trading 4) 2026-04-02 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Asset Management Group - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-03-31 - 160hrs/mth - 160hrs/mth during trading 5) 2026-05-06 - Jake Stephens - Real Estate Rental - Y - Los Molinos CA - 2026-05-05 - 1hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-25 |
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