James Curtis Beachum

Employer firm

Cwa Asset Management Group CRD 158940

$4.51B regulatory AUM 1,975 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI
• 05/2015 → 05/2017
  Provisions, Llc
  Troy, MI
• 02/2018 → 01/2020
  Bank Of America, N.A.
  Bloomfield Hills, MI
• 01/2020 → 06/2023
  Ameriprise Financial Services Inc
  Farmington Hills, MI
• 06/2023 → Present
  Cwa Asset Management Group
  Naples, FL

Previous Registrations

• 2020-01-24 → 2023-06-09
  Ameriprise Financial Services, Llc
  Farmington Hills, MI
• 2017-10-26 → 2020-01-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI

Exams

• S66 Uniform Combined State Law Examination
  2017-10-25

Other Names

• James Curtis Beachum
• James Beachum