Inactive

James Curtis Beachum

Cwa Asset Management Group

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Current Employers

Cwa Asset Management Group

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-02

FL RA
APPROVED

Since 2026-01-02

Branch Locations

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bloomfield Hills	MI	05/2017	01/2020
Provisions, Llc	Troy	MI	05/2015	05/2017
Bank Of America, N.A.	Bloomfield Hills	MI	02/2018	01/2020
Ameriprise Financial Services Inc	Farmington Hills	MI	01/2020	06/2023
Cwa Asset Management Group	Naples	FL	06/2023	Present

05/2017 → 01/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI
05/2015 → 05/2017

Provisions, Llc

Troy, MI
02/2018 → 01/2020

Bank Of America, N.A.

Bloomfield Hills, MI
01/2020 → 06/2023

Ameriprise Financial Services Inc

Farmington Hills, MI
06/2023 → Present

Cwa Asset Management Group

Naples, FL

Previous Registrations

2020-01-24 → 2023-06-09

Ameriprise Financial Services, Llc

Farmington Hills, MI
2017-10-26 → 2020-01-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-25

S66 Uniform Combined State Law Examination

2017-10-25

Other Names

James Curtis Beachum
James Beachum

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

SYNOVUS SECURITIES, INC.

LPL FINANCIAL LLC

CAPITAL WEALTH PLANNING, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NTV FRONTIER MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS

SAEGER CAY OLSEN

MIGUEL ALEJANDRO ALVAREZ

Manuel Espinosa

Ethan Nathaniel Stern

DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL

WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL

J.P. MORGAN SECURITIES LLC · NAPLES, FL

SYNOVUS SECURITIES, INC. · NAPLES, FL

LPL FINANCIAL LLC · NAPLES, FL

CAPITAL WEALTH PLANNING, LLC · NAPLES, FL

AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

More in Naples, FL

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