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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-30
  • TX RA
    APPROVED
    Since 2017-06-30

Branch Locations

203 N Arroyo Blvd, Los Fresnos, TX 78566 • United States

1206 Dixieland Rd, Harlingen, TX 78552 • United States

400 W Hidalgo Ave, Raymondville, TX 78580 • United States

800 N Jackson Rd, Pharr, TX 78577 • United States

132 S Main St, Donna, TX 78537 • United States

1800 State Hwy 100, Port Isabel, TX 78578 • United States

1821 S 77 Sunshine Strip, Harlingen, TX 78550 • United States

120 W Nolana St, Mcallen, TX 78504 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Mcallen TX 05/2013 02/2017
Bbva Wealth Solutions Inc. Mcallen TX 02/2017 06/2017
Wells Fargo Clearing Services, Llc San Antonio TX 06/2017 Present
  • 05/2013 → 02/2017
    Bbva Securities Inc.
    Mcallen, TX
  • 02/2017 → 06/2017
    Bbva Wealth Solutions Inc.
    Mcallen, TX
  • 06/2017 → Present
    San Antonio, TX
Previous Registrations
  • 2017-02-16 → 2017-07-05
    Pnc Managed Account Solutions, Inc.
    Mcallen, TX
Other Businesses

CITY OF LOS FRESNOS, TX; NOT INV. RELATED; LOS FRESNOS, TX; PLANNING AND ZONING COMMITTEE MEMBER; START DATE 11/12/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTENDING MEETINGS TO DISCUSS LOCAL TOPICS THAT DEAL WITH PLANNING AND ZONING. CITY OF LOS FRESNOS, TX; NOT INV. RELATED; LOS FRESNOS, TX; MAYOR; START DATE 11/17/2023; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND/RUN MONTHLY MEETINGS; DISCUSS CITY AGENDA AND VOTE ON PROPOSED CITY ISSUES. COASTAL COORDINATION ADVISORY COMMITTEE; NOT INV. RELATED; LOS FRESNOS, TX; COMMITTEE MEMBER; START DATE: 4/2023; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, ASSIST WITH AND PROVIDE GUIDANCE TO THE CMP ON PROGRAM IMPLEMENTATION. POWER OF ATTORNEY FOR MOTHER, INVT RELATED, HARLINGEN, TX. START DATE 3/29/2024, 1 HR PER MONTH AND DURING TRADING. | MAYOR; NOT INV RELATED; LOS FRESNOS, TX; MAYOR; START DATE 11/06/2026; 2 HOURS PER MONTH; 0 DURING TRADING; MEET EVERY MONTH AND VOTE ON DECISIONS FOR THE CITY |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-14
S63 Uniform Securities Agent State Law Examination 2012-12-04
  • S66 Uniform Combined State Law Examination
    2017-02-14
  • S63 Uniform Securities Agent State Law Examination
    2012-12-04
Other Names
  • Alex Flores

View on SEC IAPD

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