David Diaz

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-22

TX RA
APPROVED

Since 2023-02-22

Branch Locations

3255 Boca Chica Blvd, Brownsville, TX 78521 • United States

3201 Central Blvd, Brownsville, TX 78520 • United States

2000 Ruben Torres Sr Blvd, Brownsville, TX 78526 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bbva Securities Inc.	Brownsville	TX	07/2015	06/2021
Bbva Usa	Birmingham	AL	02/2015	10/2021
Bbva Insurance Agency, Inc.	Austin	TX	07/2016	06/2021
Pnc Investments Llc	Harlingen	TX	11/2022	Present
Pnc Bank	Harlingen	TX	10/2021	02/2023

07/2015 → 06/2021

Bbva Securities Inc.

Brownsville, TX
02/2015 → 10/2021

Bbva Usa

Birmingham, AL
07/2016 → 06/2021

Bbva Insurance Agency, Inc.

Austin, TX
11/2022 → Present

Pnc Investments Llc

Harlingen, TX
10/2021 → 02/2023

Pnc Bank

Harlingen, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-21
S63	Uniform Securities Agent State Law Examination	2016-08-16

S65 Uniform Investment Adviser Law Examination

2023-02-21
S63 Uniform Securities Agent State Law Examination

2016-08-16

Other Names

David Carretero