Kimberly Nicole Simon

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Edgar, Kiker & Cross, Pc
  Beaumont, TX
• 11/2013 → 10/2019
  1St Global Capital Corp.
  Dallas, TX
• 11/2013 → 10/2019
  1St Global Advisors, Inc.
  Dallas, TX
• 10/2019 → 09/2025
  Avantax Advisory Services
  Beaumont, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Beaumont, TX
• 08/2012 → Present
  Edgar, Kiker & Cross, Pc Cpas
  Beaumont, TX
• 03/2014 → Present
  Ekc Advisors, Pllc
  Beaumont, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Beaumont, TX
• 2014-03-21 → 2019-10-25
  1St Global Advisors Inc
  Beaumont, TX

Other Businesses

1) EDGAR, KIKER & CROSS, PC CPAS POSITION: I do not hold a position with Edgar, Kiker & Cross, PC CPAs. I am technically an employee but my position is with EKC Advisors, LLP NATURE: I am technically an employee ofEdgar, Kiker & Cross, PC CPAs? as they pay payroll for EKC Advisors, LLP. Then EKC Advisors pays expenses back toEdgar, Kiker & Cross, PC CPAs?. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2012 ADDRESS: 3440 Eastex Freeway, Beaumont TX 777031896, United States DESCRIPTION: I have no duties or responsibilities forEdgar, Kiker & Cross, PC CPAs. 2) EKC ADVISORS, PLLC POSITION: Affiliated Advisor NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/21/2014 ADDRESS: 3440 Eastex Frwy, Beaumont TX 77703, United States DESCRIPTION: Affiliated advisor over administrative responsibilities

Exams

• S66 Uniform Combined State Law Examination
  2014-03-21

Other Names

• Kimberly Watts
• Kimberly Nicole Watts