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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-08 |
| CA | RA | APPROVED | 2018-01-09 |
Branch Locations
1450 Fashion Island Boulevard Suite 300, San Mateo, CA 94404 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | San Mateo | CA | 07/2013 | 01/2018 |
| Fisher Investments | San Mateo | CA | 01/2018 | Present |
| Name of the other business: THE ADVENTURE INDEX | Investment-related? NO | Address of the other business: 1114 HADDON DRIVE, UNIT 4, SAN MATEO, CA 94402 | Nature of the other business: POST VIDEOS ON YOUTUBE, INSTAGRAM AND THEADVENTUREINDEX.COM FOR TRAVEL AND RECREATION | Position, title, or relationship with the other business: BUSINESS OWNER | Start date of your relationship: 2018 | Approximate number of hours/month you devote to the other business: 2-4 | Number of hours you devote to the other business during securities trading hours: 0 | Duties relating to the other business: POSTING VIDEOS OF OUTDOOR RECREATION TO ENCOURAGE OTHERS TO EXPLORE OUTDOORS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-30 |
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