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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-20 |
| OR | RA | APPROVED | 2021-08-05 |
Branch Locations
760 South West 9Th Avenue Suite 2100, Portland, OR 97205 • United States
1901 Main Street Suite 700, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2012 | 07/2018 |
| Unemployed | Luneburg | 07/2018 | 04/2019 | |
| Unemployed | St. Louis | MO | 04/2019 | 10/2019 |
| Axa Advisors, Llc | New York | NY | 10/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2019 | 03/2021 |
| Morgan Stanley | Portland | OR | 07/2021 | Present |
| Unemployed | Portland | OR | 03/2021 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-02 |
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