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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
CA RA APPROVED 2012-12-22
  • MN RA
    APPROVED
    Since 2013-11-04
  • CA RA
    APPROVED
    Since 2012-12-22

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

13765 83Rd Way N, Maple Grove, MN 55369 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Minneapolis MN 04/2006 Present
Wells Fargo Advisors Llc Minnatonka MN 08/2012 11/2016
Wells Fargo Clearing Services, Llc Minnatonka MN 11/2016 Present
  • 04/2006 → Present
    Wells Fargo Bank Na
    Minneapolis, MN
  • 08/2012 → 11/2016
    Wells Fargo Advisors Llc
    Minnatonka, MN
  • 11/2016 → Present
    Minnatonka, MN
Other Businesses

THE LEARNED MANAGER LLC, NOT INV RELATED, OAK GROVE, MN, 100% OWNERSHIP, START 5/7/2018, 40 HOURS PER MONTH, ZERO DURING TRADING, LEAD CONTENT WRITER OF WEBSITE AND BLOG. SAOIRSE VINEYARDS LLC; NOT INV. RELATED; OAK GROVE, MN; OWNER; PROVIDE PRODUCT TO LOCAL WINERIES; START DATE 5/11/2023; 20 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: GROW GRAPES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-21
  • S66 Uniform Combined State Law Examination
    2012-12-21

View on SEC IAPD

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