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801 Second Ave Suite 1400, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-12-08 |
Branch Locations
801 Second Ave Suite 1400, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Plano | TX | 08/2012 | 06/2019 |
| Charles Schwab & Co., Inc. | Westlake | TX | 06/2019 | 04/2021 |
| Sharebuilder Advisors | Seattle | WA | 10/2023 | Present |
| Washington Federal Bank | Seattle | WA | 05/2021 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-08 |
| S66 | Uniform Combined State Law Examination | 2013-11-06 |
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