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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-14
TX RA APPROVED 2025-08-14
VT RA APPROVED 2025-08-14
UT RA APPROVED 2024-01-10
  • AL RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED
    Since 2025-08-14
  • VT RA
    APPROVED
    Since 2025-08-14
  • UT RA
    APPROVED
    Since 2024-01-10

Branch Locations

505 Wakara Way Suite 220, Salt Lake City, UT 84108 • United States

Uintah, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Salt Lake City UT 07/2012 04/2018
Strategic Advisers Llc Salt Lake City UT 07/2015 04/2018
Jp Morgan Chase Bank, N.A. Ogden UT 04/2018 11/2018
Wells Fargo Clearing Services Salt Lake City UT 11/2018 10/2019
E*Trade Securities Llc Sandy UT 10/2019 07/2023
E*Trade Capital Management, Llc Sandy UT 10/2019 07/2023
Morgan Stanley Sandy UT 12/2022 07/2023
Harrisdirect Llc Sandy UT 10/2019 07/2023
J.P. Morgan Securities Llc Ogden UT 04/2018 11/2018
Fidelity Brokerage Services Llc Salt Lake City UT 07/2012 04/2018
Tiaa Salt Lake City UT 12/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Salt Lake City UT 12/2023 Present
Unemployed Ogden UT 07/2023 12/2023
  • 07/2012 → 04/2018
    Fidelity Investments
    Salt Lake City, UT
  • 07/2015 → 04/2018
    Salt Lake City, UT
  • 04/2018 → 11/2018
    Jp Morgan Chase Bank, N.A.
    Ogden, UT
  • 11/2018 → 10/2019
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 10/2019 → 07/2023
    E*Trade Securities Llc
    Sandy, UT
  • 10/2019 → 07/2023
    E*Trade Capital Management, Llc
    Sandy, UT
  • 12/2022 → 07/2023
    Sandy, UT
  • 10/2019 → 07/2023
    Harrisdirect Llc
    Sandy, UT
  • 04/2018 → 11/2018
    Ogden, UT
  • 07/2012 → 04/2018
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 12/2023 → Present
    Tiaa
    Salt Lake City, UT
  • 12/2023 → Present
    Salt Lake City, UT
  • 07/2023 → 12/2023
    Unemployed
    Ogden, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-25
S63 Uniform Securities Agent State Law Examination 2012-10-26
  • S66 Uniform Combined State Law Examination
    2015-07-25
  • S63 Uniform Securities Agent State Law Examination
    2012-10-26
Other Names
  • Mike Lowder
  • Michael C Lowder
  • Michael Christopher Lowder
  • Michael Lowder

View on SEC IAPD

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