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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| UT | RA | APPROVED | 2024-01-10 |
Branch Locations
505 Wakara Way Suite 220, Salt Lake City, UT 84108 • United States
Uintah, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Salt Lake City | UT | 07/2012 | 04/2018 |
| Strategic Advisers Llc | Salt Lake City | UT | 07/2015 | 04/2018 |
| Jp Morgan Chase Bank, N.A. | Ogden | UT | 04/2018 | 11/2018 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 11/2018 | 10/2019 |
| E*Trade Securities Llc | Sandy | UT | 10/2019 | 07/2023 |
| E*Trade Capital Management, Llc | Sandy | UT | 10/2019 | 07/2023 |
| Morgan Stanley | Sandy | UT | 12/2022 | 07/2023 |
| Harrisdirect Llc | Sandy | UT | 10/2019 | 07/2023 |
| J.P. Morgan Securities Llc | Ogden | UT | 04/2018 | 11/2018 |
| Fidelity Brokerage Services Llc | Salt Lake City | UT | 07/2012 | 04/2018 |
| Tiaa | Salt Lake City | UT | 12/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Salt Lake City | UT | 12/2023 | Present |
| Unemployed | Ogden | UT | 07/2023 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-26 |
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