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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-08-20
TX RA APPROVED_RES 2019-08-05
  • FL RA
    APPROVED
    Since 2019-08-20
  • TX RA
    APPROVED_RES
    Since 2019-08-05

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 09/2013 08/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guaynabo PR 08/2019 Present
Bank Of America, N.A. Guaynabo PR 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-22
  • S66 Uniform Combined State Law Examination
    2013-11-22
Other Names
  • Gabriel Aleman
  • Gabriel Aleman Rivera
  • Gabriel A Aleman
  • Gabriel A Aleman Rivera

View on SEC IAPD

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