Shawn Jerome West

Employer firm

Curafin Advisors CRD 329091

$748M regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 10/2017
  United Planners' Financial Services
  Scottsdale, AZ
• 09/2014 → 10/2017
  Arcwood Financial Llc
  Phoenix, AZ
• 11/2014 → 10/2017
  Knh Capital, Llc
  Phoenix, AZ
• 01/2005 → Present
  Trillium Consulting Group
  Phoenix, AZ
• 10/2017 → 06/2019
  Tmd & Associates, Inc.
  Scottsdale, AZ
• 07/2019 → 09/2020
  One Charles Private Wealth
  Scottsdale, AZ
• 10/2020 → 04/2024
  Tmd Wealth Management Llc
  Scottsdale, AZ
• 05/2024 → Present
  Curafin Advisors
  Phoenix, AZ

Previous Registrations

• 2020-10-19 → 2024-04-30
  Tmd Wealth Management
  Scottsdale, AZ
• 2019-07-03 → 2020-09-30
  One Charles Private Wealth
  Scottsdale, AZ
• 2017-11-27 → 2019-07-01
  Tmd & Associates, Inc.
  Scottsdale, AZ

Other Businesses

Since February 2022, Mr. West serves as an adjunct lecturer at The Plan Sponsor University (TPSU) for course offerings to ERISA plan sponsors. The university is located at 4514 M St, Jupiter, FL 33458. He devotes approximately 2% of his time outside of securities trading hours and receives no compensation for this role.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-01
• S63 Uniform Securities Agent State Law Examination
  2013-05-20

Other Names

• Shawn Jerome Westendorf