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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-09-07
  • MA RA
    APPROVED
    Since 2023-09-07

Branch Locations

28 Amity Street Suite 1C, Amherst, MA 01002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hb Financial Group, Llc Amherst MA 07/2012 10/2023
Commonwealth Financial Network Waltham MA 09/2018 Present
Hb Financial Group, Llc Amherst MA 10/2023 Present
  • 07/2012 → 10/2023
    Hb Financial Group, Llc
    Amherst, MA
  • 09/2018 → Present
    Waltham, MA
  • 10/2023 → Present
    Hb Financial Group, Llc
    Amherst, MA
Other Businesses

1. Fixed insurance sales; Located at 28 Amity Street, Suite 1C, Amherst, MA 01002, as of 02/29/2024; 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-24
  • S66 Uniform Combined State Law Examination
    2023-08-24
Other Names
  • Christina L Barnes

View on SEC IAPD

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