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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-08-12
  • NC RA
    APPROVED
    Since 2015-08-12

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Ennice, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Gastonia NC 04/2015 Present
Previous Registrations
  • 2012-10-03 → 2015-04-23
    Maryland Heights, MO
    Bessemer City, NC
    Maryland Heights, MO
Other Businesses

(1) Name of Business: Sparta First Baptist Church Address: 202 S Main St, Sparta, NC, 28675, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a member of the stewardship committee, I have one vote toward the direction/allocation of funds for church ministry purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-02
  • S66 Uniform Combined State Law Examination
    2012-10-02

View on SEC IAPD

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