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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1301 Eastchester Dr Suite 202, High Point, NC 27265 • United States
318 S Eugene St. Suite 103, Greensboro, NC 27401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rental Properties | Greensboro | NC | 06/2008 | 11/2024 |
| Pruco Securities, Llc. | Charlotte | NC | 06/2014 | 11/2024 |
| Prudential Insurance Company Of America | Charlotte | NC | 06/2014 | Present |
| Lpl Enterprise, Llc | High Point | NC | 11/2024 | Present |
1) 08/27/2024 - Fran Cooke - Fiduciary Capacity - Act in a Fiduciary Capacity - Non Inv Related - At Greensboro, NC - Start Date 06/01/2014 - 1hrs/mth - 1hrs/mth During Trading 2) 11/11/2024 - Legacy Up Financial Services dba Legacy UP - Educator, Coach, Facilitator and Speaker in areas of financial literacy - Business Owner - Inv Related - At Greensboro, NC - Start Date 11/06/2019 - 2hrs/mth - 2hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-19 |
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