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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-10-18
  • NJ RA
    APPROVED
    Since 2021-10-18

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Brick, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Retirement Denver CO 01/2015 04/2017
Cafaro Greenleaf Red Bank NJ 04/2017 09/2021
Greenleaf Advisors Llc Red Bank NJ 04/2017 03/2021
American Portfolios Financial Services, Inc. Holbrook NY 05/2017 02/2021
Resources Investment Advisors, Llc Overland Park KS 01/2021 09/2021
Triad Advisors Norcross GA 02/2021 09/2021
Gwfs Equities, Inc Greenwood Village CO 10/2021 Present
Advised Assets Groups, Llc Greenwood Village CO 10/2021 Present
  • 01/2015 → 04/2017
    Empower Retirement
    Denver, CO
  • 04/2017 → 09/2021
    Cafaro Greenleaf
    Red Bank, NJ
  • 04/2017 → 03/2021
    Greenleaf Advisors Llc
    Red Bank, NJ
  • 05/2017 → 02/2021
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 01/2021 → 09/2021
    Resources Investment Advisors, Llc
    Overland Park, KS
  • 02/2021 → 09/2021
    Triad Advisors
    Norcross, GA
  • 10/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 10/2021 → Present
    Advised Assets Groups, Llc
    Greenwood Village, CO
Previous Registrations
  • 2021-01-06 → 2021-10-05
    Overland Park, KS
    Eatontown, NJ
  • 2017-10-03 → 2021-03-30
    Greenleaf Advisors
    Red Bank, NJ
    Eatontown, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-01-14
S65 Uniform Investment Adviser Law Examination 2017-09-30
  • S63 Uniform Securities Agent State Law Examination
    2022-01-14
  • S65 Uniform Investment Adviser Law Examination
    2017-09-30
Other Names
  • Amy Kinsman
  • Amy Lynn Kinsman

View on SEC IAPD

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