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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
Branch Locations
400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States
Rosemount, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 01/2008 | 08/2023 |
| Securian Financial Services, Inc. | St. Paul | MN | 02/2008 | 08/2023 |
| Cri Securities Llc | St Paul | MN | 01/2018 | 10/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| S & S Landscape | Rosemount | MN | 06/2024 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 04/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2025 | Present |
1. CROHNS AND COLITIS FOUNDATION POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2021 ADDRESS: 733 Third Ave, Ste 510`, New York NY 10017, United States DESCRIPTION: I am a board member. I participate in their events and help them raise awareness and money for this cause. 2. NAME OF OTHER BUSINESS: S & S LANDSCAPE, INVESTMENT RELATED: NO, ADDRESS: 1741 BONAIRE PATH W, ROSEMOUNT, MN 55068, NATURE OF BUSINESS: LANDSCAPE, START DATE: 06/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 4, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE LANDSCAPE SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-12 |
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