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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Rosemount, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 01/2008 08/2023
Securian Financial Services, Inc. St. Paul MN 02/2008 08/2023
Cri Securities Llc St Paul MN 01/2018 10/2021
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
S & S Landscape Rosemount MN 06/2024 Present
Cetera Advisors Llc Greenwood Village CO 04/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2025 Present
Cetera Investment Services Llc St Cloud MN 04/2025 Present
  • 01/2008 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 02/2008 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 01/2018 → 10/2021
    Cri Securities Llc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 06/2024 → Present
    S & S Landscape
    Rosemount, MN
  • 04/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 04/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
  • 2014-01-16 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
    Lansing, MI
  • 2004-03-31 → 2008-01-10
    Cedar Rapids, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
Other Businesses

1. CROHNS AND COLITIS FOUNDATION POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2021 ADDRESS: 733 Third Ave, Ste 510`, New York NY 10017, United States DESCRIPTION: I am a board member. I participate in their events and help them raise awareness and money for this cause. 2. NAME OF OTHER BUSINESS: S & S LANDSCAPE, INVESTMENT RELATED: NO, ADDRESS: 1741 BONAIRE PATH W, ROSEMOUNT, MN 55068, NATURE OF BUSINESS: LANDSCAPE, START DATE: 06/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 4, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE LANDSCAPE SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-21
S63 Uniform Securities Agent State Law Examination 2000-07-12
  • S66 Uniform Combined State Law Examination
    2003-06-21
  • S63 Uniform Securities Agent State Law Examination
    2000-07-12

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