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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2005-08-29 |
Branch Locations
4555 Lake Forest Dr, Ste 650, Cincinnati, OH 45242 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cincinnati | OH | 08/2005 | Present |
(1) 2/10/2012 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - VICEROY WEALTH COUNSEL - CINCINNATI, OH (2) 05/14/2014 - AUTHOR - TIME SPENT 1% - CINCINNATI, OH (3) 06/03/2019 - No business name - Not investment related - author of a second spiritual book - start date:04/26/2019 - 5 hrs/mo - 0 hrs during trading. (4) 05/27/2022 - "Beyond a Crossroads" - Not Investment Related - Home Based - Other - Author - Start Date - 05/27/2022 - 10 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-11 |
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