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Boyce Michael Chastain

Wells Fargo Clearing Services, LLC

Rapid City, SD

Sioux Falls, SD

CRD 6099778

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-28
SD RA APPROVED 2014-07-21
  • TX RA
    APPROVED
    Since 2014-07-28
  • SD RA
    APPROVED
    Since 2014-07-21

Branch Locations

825 Saint Joseph St, Rapid City, SD 57701 • United States

6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sioux Falls SD 07/2014 11/2016
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 Present
Previous Registrations
  • 2013-02-26 → 2014-07-21
    Waddell & Reed
    Rapid City, SD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-25
  • S66 Uniform Combined State Law Examination
    2013-02-25
Other Names
  • Mike Chastain
  • Boyce Michael Chastain
  • Boyce Michael Chastain

View on SEC IAPD

Nearby Firms

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EDWARD JONES
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Nearby Investors

CHRISTOPHER D MCSHERRY
DIANE MUREE CHAMBERLAIN
Barry D. Sykora

Nearby Offices

LPL FINANCIAL LLC · RAPID CITY, SD
EDWARD JONES · RAPID CITY, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rapid City, SD

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