Cory Kenneth Sims

Employer firm

Sims Investment Management LLC CRD 169491

$305M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Sims Investment Management, Llc
  Cincinnati, OH
• 10/2023 → Present
  Cec Real Estate, Llc
  Cincinnati, OH
• 02/2021 → Present
  (Be)Philly
  Philadelphia, PA
• 09/2023 → Present
  Baehr & Company, Llc
  Philadelphia, PA
• 12/2023 → Present
  Winnie Capital, Llc
  Philadelphia, PA
• 01/2024 → Present
  Toddcares, Inc.
  Wilmington, DE
• 05/2024 → Present
  Garage Beer Holdco, Llc
  Rocky River, OH
• 07/2024 → Present
  Compassionate Justice
  Cincinnati, OH

Previous Registrations

• 2012-10-09 → 2013-12-31
  Valhalla Investment Advisory, Inc.
  Cincinnati, OH

Other Businesses

10/2023 to Present - CEC Real Estate, LLC - 3322 Erie Ave, Cincinnati, OH 45208 - Real Property Investment and Building Management - Managing Member - Created to invest in Sims Investment Management's office location and generate rental income from tenants in other offices in the building; 05 hours per month dedicated to the activity and 01 hours during securities trading hours 02/2021 to Present - Be(Philly) - 1516 N 5th St, Unit 506, Philadelphia, PA 19122 - Non-profit foundation for fighting for a brighter future of the next generation of Philadelphians - Board Member - 05 hours per month dedicated to the activity and 00 hours during securities trading hours. 09/2023 to Present - Baehr & Company, LLC - 1516 N 5th St, Unit 506, Philadelphia, PA 19122 - Real Estate Development Company - Member - 05 hours per month dedicated to the activity and 00 hours during securities trading hours. 12/2023 to Present - Winnie Capital, LLC - 1735 Market ST, 51st Floor, Philadelphia, PA 19103 - Holding Company - Senior Advisor - 05 hours per month dedicated to the activity and 00 hours during securities trading hours. 01/2024 to Present - TODDCARES, Inc. - Corporation Trust Center 1209 Orange St. Wilmington, DE 19801 - Estate Planning Platform - Advisor - Mr. Sims will occasionally advice the company and meet with employees, consultants officers, managers and third parties; reviewing goals of the company and assist in developing strategies for achieving such goals, and providing, without limitation, advice, support, and feedback with respect to the company's business and/or product development activities; and providing other consulting services to the company. 05 hours per month are dedicated to this activity, while 00 hours are dedicated during securities trading hours. 05/2024 to Present - Garage Beer Holdco, LLC - 19885 Detroit Road, Suite 115, Rocky River, Ohio 44116 - Holding Company - Member - 05 hours per month dedicated to the activity and 00 hours during securities trading hours. 7/2024 to Present - Compassionate Justice , 11199 Montgomery Rd, Cincinnati, OH 45249 - Non-Profit Foundation - We are compelled by God to build His Kingdom as we "develop thriving Christ centered communities" in the impoverished inner City neighborhoods of Cincinnati - Investment Committee Member - 05 hours per month dedicated to the activity and 00 hours during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-04