Vasilios Ninopoulos

Current Employers

Employment History

• 01/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Albuquerque, NM
• 03/2015 → Present
  Bank Of America, N.A.
  Albuquerque, NM

Previous Registrations

• 2012-08-09 → 2014-07-31
  United Capital Financial Advisors
  Albuquerque, NM

Other Businesses

I*78299FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NINOPS MONTGOMERY, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS: ALBUQUERQUE, NEW MEXICO 87110NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/12/2012NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY WIFE AND I OWN TWO RENTAL PROPERTIES. I*83179FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ADELPHIA PROPERTIES LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:ALBUQUERQUE, NEW MEXICO 87102NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER,START DATE OF RELATIONSHIP: 3/2/2015NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE PURPOSE OF THE LLC IS A RENTAL PROPERTY. I MANAGE THE NORMAL FUNCTIONS OF OWNING THE RENTAL PROPERTY. I*49394FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CITY OF YONKERS FIRE DEPARTMENTINVESTMENT RELATED: NADDRESS OF BUSINESS:YONKERS, NEW YORK 10710NATURE OF BUSINESS: OTHER, NAPOSITION, TITLE, ASSOCIATION: OTHER, EMERGENCY SERVICESSTART DATE OF RELATIONSHIP: 1/15/1999NUMBER OF HOURS DEVOTED: 120 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIRE FIGHTER / MEDICAL RESPONDER I*98207FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NINOPS PROSPECT LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:ALBUQUERQUE, NEW MEXICO 87110NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2016NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A RENTAL PROPERTY THAT MY WIFE AND I OWN THAT WAS RECENTLY PUT INTO AN LLC FOR LIABILITY PROTECTION AND ESTATE PLANNING PURPOSES I*98208FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NINOPS HIDDEN VALLEY LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:ALBUQUERQUE, NEW MEXICO 87110NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/23/2016NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A PIECE OF LAND THAT MY WIFE AND I OWN THAT WAS RECENTLY PUT INTO AN LLC FOR LIABILITY PROTECTION AND ESTATE PLANNING PURPOSES. I*4125268, Entity Type: Entity Charitable, Name of OBA: Albuquerque Community Foundation, Address: Albuquerque , New Mexico, 87102, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 05/01/2026, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Helping determine which community projects to support through the organization, Community impact and involvement

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-04-18
• S65 Uniform Investment Adviser Law Examination
  2012-08-08