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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-04-11 |
Branch Locations
101 S Rodeo Dr, Beverly Hills, CA 90212 • United States
2049 Century Park E, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Model Capital Management Llc | Los Angeles | CA | 02/2016 | 12/2016 |
| Jp Morgan Securities Llc | Beverly Hills | CA | 12/2016 | 03/2018 |
| Jp Morgan Chase Bank | Beverly Hills | CA | 12/2016 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 03/2018 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 03/2018 | Present |
I*113938 For profit or not for profit: For-Profit Organization Name of outside business organization: Tossanchi Resort Property LLC Investment related: N Address of business: Phoenix, Arizona 85018 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 3/1/2013 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: LLC was created to hold timeshare I*113940 For profit or not for profit: For-Profit Organization Name of outside business organization: TOSSANCHI PROPERTIES LLC Investment related: N Address of business: Phoenix, Arizona 85018 Nature of business: LLC, Position, title, association: Other, member of LLC Start date of relationship: 6/22/2015 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: rental property. I review the leases once a year.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-01-31 |
| S65 | Uniform Investment Adviser Law Examination | 2016-08-02 |
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