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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-26
KS RA APPROVED 2022-06-23
  • TX RA
    APPROVED
    Since 2023-07-26
  • KS RA
    APPROVED
    Since 2022-06-23

Branch Locations

1223 North Rock Rd Suite G300, Wichita, KS 67206 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2015 06/2022
Kestra Investment Services, Llc Wichita KS 06/2022 Present
Kestra Advisory Services, Llc Wichita KS 06/2022 Present
Previous Registrations
  • 2015-04-24 → 2022-06-24
    Wichita, KS
    Wichita, KS
    Wichita, KS
    St Louis, MO
    Wichita, KS
  • 2013-01-31 → 2014-07-11
    Flint Hills Group, Llc
    Wichita, KS
Other Businesses

Name: HERNDON HOLDINGS POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2021 ADDRESS: 1212 N. Bitting, Wichita KS 67203, United States DESCRIPTION: Finding renters, contacting repairment. Name: SABRE WEALTH MANAGEMENT POSITION: Principal NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/23/2022 ADDRESS: 1223 N Rock Rd Suite G300, Wichita KS 67206, United States DESCRIPTION: This is my DBA for my financial practice where I meet with clients. Name: KESTRA ADVISORY SERVICES, LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/23/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Financial Advisor under KAS Name: WICHITA METRO CRIME COMMISSION POSITION: Board Member NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2026 ADDRESS: 100 S Main St, Wichita KS 67202, United States DESCRIPTION: Voting on new activities and membership, helping prepare for events.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-04-23
S65 Uniform Investment Adviser Law Examination 2012-09-10
  • S63 Uniform Securities Agent State Law Examination
    2015-04-23
  • S65 Uniform Investment Adviser Law Examination
    2012-09-10
Designations
Other Names
  • Tyler James Herndon

View on SEC IAPD

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