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Daniel David Lotts

Ameriprise Financial Services, LLC

Altoona, WI

Eau Claire, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-09-06
  • WI RA
    APPROVED
    Since 2024-09-06

Branch Locations

1520 Front Porch Pl, Altoona, WI 54720 • United States

Eau Claire, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Eagan MN 09/2014 07/2018
U.S. Bancorp Investments, Inc. Eau Claire WI 07/2018 07/2019
Lpl Financial Llc Chippewa Falls WI 07/2019 09/2024
Royal Credit Union Chippewa Falls WI 07/2019 09/2024
Ameriprise Financial Services, Llc Altoona WI 09/2024 Present
Previous Registrations
  • 2019-07-17 → 2024-09-20
    Lpl Financial Llc
    Eau Claire, WI
  • 2018-07-16 → 2019-08-01
    U.S. Bancorp Investments, Inc.
    Eau Claire, WI
    Eau Claire, WI
    Eau Claire, WI
    Eau Claire, WI
    Chippewa Falls, WI
  • 2014-09-04 → 2018-07-30
    Lpl Financial Llc
    Apple Valley, MN
    San Diego, CA
    Apple Valley, MN
    Apple Valley, MN
    Farmington, MN
    Lakeville, MN
    West St.PAul, MN
    Eagan, MN
    St Paul Park, MN
    Burnsville, MN
    Eau Claire, WI
    Stanley, WI
    Chippewa Falls, WI
    Apple Valley, MN
  • 2013-05-10 → 2014-09-04
    Edward Jones
    Shakopee, MN
    St Louis, MO
    Jordan, MN
    Savage, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-06
  • S66 Uniform Combined State Law Examination
    2013-05-06
Other Names
  • Dan Lotts
  • Daniel D Lotts
  • Daniel Lotts
  • Dan David Lotts
  • Dan D Lotts

View on SEC IAPD

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