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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-08 |
Branch Locations
1669 East 1400 South Suite 100, Clearfield, UT 84015 • United States
Plano, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St. Pauls | MN | 03/2014 | 09/2017 |
| Ameriprise Financial Services, Llc | Houston | TX | 08/2017 | Present |
Business Ownership; SWS Ensemble Solutions Consulting; owner, manager, member; For tax purposes; 283 Starfire Dr., , Dripping Springs, TX, 78620; Not Investment-Related; 04/29/2022; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-08 |
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