Shaun W Scott

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 09/2017
  Ubs Financial Services Inc.
  St. Pauls, MN
• 08/2017 → Present
  Ameriprise Financial Services, Llc
  Houston, TX

Previous Registrations

• 2014-03-21 → 2017-09-05
  Ubs Financial Services Inc.
  St Paul, MN
• 2014-01-21 → 2014-03-21
  Lpl Financial Llc
  Golden Valley, MN
  Golden Valley, MN

Other Businesses

Business Ownership; SWS Ensemble Solutions Consulting; owner, manager, member; For tax purposes; 283 Starfire Dr., , Dripping Springs, TX, 78620; Not Investment-Related; 04/29/2022; 40 to 59 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-30
• S63 Uniform Securities Agent State Law Examination
  2012-09-08

Other Names

• Shaun William Scott