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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-01-11
  • UT RA
    APPROVED
    Since 2017-01-11

Branch Locations

3143 South 840 East Suite 319, St. George, UT 84790 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 07/2012 01/2017
Penn Mutual Life Ins Co Horsham PA 07/2012 01/2017
Gwn Securities, Inc. Palm Beach Gardens FL 01/2017 Present
  • 07/2012 → 01/2017
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 07/2012 → 01/2017
    Penn Mutual Life Ins Co
    Horsham, PA
  • 01/2017 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: CAMBRIDGE FINANCIAL and IPC Financial | Position Held: Agent | Address: 3143 South 840 East Suite 319, ST GEORGE, UT 84790 | Start Date: 07/2012 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 101-140 Hrs | Approx Trading Hrs Per Mth: 101-140 Hrs | Description of Duties: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. Health, Disability, Long Term Care Insurance license and work with multiple carriers with such lines of insurance. HOUSE RENTAL POSITION: Owner, Manager NATURE: House rental INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 980 McKinley Way, ST. GEORGE UT 84790, United States DESCRIPTION: Owner, manager of the property. Collect Rent, find tenants as needed, complete rental contract, and property maintenance as needed but it possible that this gets hired out depending on the issue at hand. Find and hire professionals to fix things as needed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-17
S63 Uniform Securities Agent State Law Examination 2012-08-07
  • S65 Uniform Investment Adviser Law Examination
    2012-08-17
  • S63 Uniform Securities Agent State Law Examination
    2012-08-07
Other Names
  • Nickolas Ball
  • Nick Ball

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