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Nicholas Jennings Pointer

Tom Johnson Investment Management, LLC

Oklahoma City, OK

CRD 6097122

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Employer firm

Tom Johnson Investment Management, LLC CRD 104511

$1.63B regulatory AUM 5,631 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tom Johnson Investment Management, Llc

201 Robert S. Kerr, Suite 510, Oklahoma City, OK 73102-4202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-08
OK RA APPROVED 2012-09-12
  • TX RA
    APPROVED_RES
    Since 2014-12-08
  • OK RA
    APPROVED
    Since 2012-09-12

Branch Locations

201 Robert S. Kerr, Suite 510, Oklahoma City, OK 73102-4202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tom Johnson Investment Management Llc Oklahoma City OK 09/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-11
  • S65 Uniform Investment Adviser Law Examination
    2012-09-11
Designations
  • Chartered Financial Analyst
Other Names
  • Nick Pointer

View on SEC IAPD

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Nearby Offices

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