Best Investors
Account
Sign in
Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2017 | 09/2017 |
| Kestra Advisory Services, Llc | Westborough | MA | 04/2016 | 03/2017 |
| Kestra Investment Services, Llc | Austin | TX | 04/2014 | 03/2017 |
| Fas Corporation | Westborough | MA | 05/2012 | 02/2017 |
| Financial Compass Group | Wellesley | MA | 03/2017 | 10/2017 |
| Melfa Wealth Management | Westborough | MA | 10/2017 | 04/2022 |
| Northwestern Mutual Investment Services Llc | Westborough | MA | 08/2023 | Present |
| Randall Hall | Westborough | MA | 05/2022 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2025 | Present |
1. 100% OWNER, LITTLE LEGENDS LLC, LEGAL ENTITY, START DATE: 7/15/2026, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. OWNER, YELLOW OCTOPUS LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 8/1/2026, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-15 |
Reach out to this advisor