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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-26 |
| FL | RA | APPROVED | 2020-12-16 |
| MI | RA | APPROVED | 2019-10-18 |
Branch Locations
3320 Ridgecrest Drive Ste 100, Midland, MI 48642 • United States
Saginaw, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Saginaw | MI | 07/2012 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Saginaw | MI | 10/2019 | Present |
Name/Address: Saginaw Field and Stream 1296 N Gleaner Saginaw MI 48609 Start date: 2/9/15 Hours spent: 20 hours/month Hours spent during trading Hours: 4 hours/month Role/Responsibility: President | Director and Board Member. Oversee the Investment/Finance Committee as President. Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-20 |
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