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Micah Williams

Rbc Capital Markets, LLC

Rapid City, SD

Minneapolis, MN

Rapid City, SD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-31
SD RA APPROVED 2019-10-28
  • TX RA
    APPROVED_RES
    Since 2019-10-31
  • SD RA
    APPROVED
    Since 2019-10-28

Branch Locations

243 Founders Park Drive Suite 101, Rapid City, SD 57709-8479 • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Rapid City, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Rapid City SD 06/2013 10/2017
Lake Street Advisors Group, Llc Portsmouth NH 10/2017 02/2018
Heritage Financial Services Westwood MA 02/2018 10/2019
Rbc Capital Markets, Llc. Boston MA 10/2019 Present
  • 06/2013 → 10/2017
    Rbc Capital Markets, Llc
    Rapid City, SD
  • 10/2017 → 02/2018
    Lake Street Advisors Group, Llc
    Portsmouth, NH
  • 02/2018 → 10/2019
    Heritage Financial Services
    Westwood, MA
  • 10/2019 → Present
    Rbc Capital Markets, Llc.
    Boston, MA
Previous Registrations
  • 2018-03-12 → 2019-10-08
    Heritage Financial Services
    Westwood, MA
  • 2017-10-31 → 2018-02-23
    Lake Street Advisors
    Portsmouth, NH
  • 2013-09-25 → 2017-10-10
    Rbc Capital Markets, Llc
    Rapid City, SD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-21
S66 Uniform Combined State Law Examination 2013-09-24
  • S63 Uniform Securities Agent State Law Examination
    2019-10-21
  • S66 Uniform Combined State Law Examination
    2013-09-24
Designations

View on SEC IAPD

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Other Investors

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Samuel A Tobin
Strider James Jacobson
Andrew Taylor Thompson
Carter Michael Howell
JEFFREY ALLEN MEYER

Other Offices

LPL FINANCIAL LLC · RAPID CITY, SD
EDWARD JONES · RAPID CITY, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rapid City, SD
SEACREST WEALTH MANAGEMENT, LLC · RAPID CITY, SD
SEACREST INVESTMENT MANAGEMENT, LLC · Rapid City, SD
EDWARD JONES · RAPID CITY, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · RAPID CITY, SD
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