Micah Williams

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 10/2017
  Rbc Capital Markets, Llc
  Rapid City, SD
• 10/2017 → 02/2018
  Lake Street Advisors Group, Llc
  Portsmouth, NH
• 02/2018 → 10/2019
  Heritage Financial Services
  Westwood, MA
• 10/2019 → Present
  Rbc Capital Markets, Llc.
  Boston, MA

Previous Registrations

• 2018-03-12 → 2019-10-08
  Heritage Financial Services
  Westwood, MA
• 2017-10-31 → 2018-02-23
  Lake Street Advisors
  Portsmouth, NH
• 2013-09-25 → 2017-10-10
  Rbc Capital Markets, Llc
  Rapid City, SD

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-10-21
• S66 Uniform Combined State Law Examination
  2013-09-24

Designations

• Certified Financial Planner