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Kevin Michael Hauri

Cibc Private Wealth Advisors, Inc.

Newport Beach, CA

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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-08
  • CA RA
    APPROVED
    Since 2022-03-08

Branch Locations

520 Newport Center Drive Suite 700, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Irvine CA 05/2011 02/2022
Cibc Private Wealth Management Newport Beach CA 02/2022 Present
  • 05/2011 → 02/2022
    City National Bank
    Irvine, CA
  • 02/2022 → Present
    Cibc Private Wealth Management
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-23
S63 Uniform Securities Agent State Law Examination 2012-10-09
  • S65 Uniform Investment Adviser Law Examination
    2014-10-23
  • S63 Uniform Securities Agent State Law Examination
    2012-10-09

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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