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Ashwin Andrew Seetharam Martin

Wells Fargo Clearing Services, LLC

Williamsburg, VA

Williamsburg, VA

Williamsburg, VA

Williamsburg, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-04
VA RA APPROVED 2014-07-15
MD RA APPROVED 2014-07-10
  • TX RA
    APPROVED_RES
    Since 2026-05-04
  • VA RA
    APPROVED
    Since 2014-07-15
  • MD RA
    APPROVED
    Since 2014-07-10

Branch Locations

4690 Monticello Ave, Williamsburg, VA 23188 • United States

820 E Rochambeau Dr, Williamsburg, VA 23188 • United States

428 Mclaws Circle Ste 100, Williamsburg, VA 23185 • United States

428 Mclaws Cir Ste 100 [Vw-Rbo], Williamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Williamsburg VA 10/2011 Present
Wells Fargo Advisors, Llc Williamsburg VA 07/2012 11/2016
Wells Fargo Clearing Services, Llc Williamsburg VA 11/2016 Present
  • 10/2011 → Present
    Wells Fargo Bank Na
    Williamsburg, VA
  • 07/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Williamsburg, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Williamsburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-10
S63 Uniform Securities Agent State Law Examination 2012-09-05
  • S66 Uniform Combined State Law Examination
    2014-07-10
  • S63 Uniform Securities Agent State Law Examination
    2012-09-05
Other Names
  • Ashwin Andrewseetharam Martin
  • Ashwin Martin

View on SEC IAPD

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SHARI L BARKER
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DAVID ROSS CLEMENS
PETER JAMES KOKOLIS
JOHN JAMES KOKOLIS
LARRY STEPHEN GOLUB

Other Offices

MORGAN STANLEY · Williamsburg, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WILLIAMSBURG, VA
AMERIPRISE FINANCIAL SERVICES, LLC · Williamsburg, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Willliamsburg, VA
TENZING FINANCIAL LLC · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA
LEVEL FOUR ADVISORY SERVICES · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA

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