Michael D Flaten

Employer firm

Rockwood Wealth Management, LLC CRD 137481

$2.87B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2020
  Pnc Capital Markets
  New York, NY
• 03/2020 → 08/2020
  N/A
  N/A, PA
• 08/2020 → 09/2024
  Blackrock Inc
  Wilmington, DE
• 10/2024 → Present
  Rockwood Wealth Management
  New Hope, PA
• 10/2024 → Present
  Rockwood Wealth Management, Llc
  New Hope, PA

Other Businesses

Door Dash; Delivery; Not investment related; 302 2nd Street San Francisco CA 94107; Description: This is doing food delivery through door dash. It is on weekends so has zero impact on my availability to ability to do my job; Responsibilities: Deliver food/items for Door Dash; 2026-07-24; 0 Hours per month devoted to business during trading hours; 0 Hours per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-06
• S63 Uniform Securities Agent State Law Examination
  2013-01-19

Other Names

• Michael Flaten
• Michael David Flaten