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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-10-14 |
| NM | RA | APPROVED | 2022-10-04 |
| TX | RA | APPROVED_RES | 2022-10-03 |
Branch Locations
484 Turner Dr. Bldg E 204, Durango, CO 81303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Durango | CO | 12/2012 | 10/2022 |
| Securities America Advisors | Durango | CO | 12/2012 | 10/2022 |
| Lpl Financial Llc | Durango | CO | 10/2022 | Present |
1)09/29/2022 - Legacy Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2022 - 160 Hr/Mth 2)09/29/2022 - Clements Group Insurance Sales - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2012 - 9 Hr/Mth 3)09/29/2022 - Real Estate Rental - Co-Owner - Inv Rel - Farmington, NM - Start: 06/2021 - 5 Hr/Mth 4)09/29/2022 - Clements Investment Group, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/2012 - 5 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-06 |
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