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Katie Marie Leone

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-05-13
  • MO RA
    APPROVED
    Since 2022-05-13

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing St Louis MO 01/2016 10/2016
First Clearing Saint Louis MO 07/2012 10/2018
Wells Fargo Clearing Services St Louis MO 10/2018 06/2020
Wells Fargo Clearing Services St Louis MO 06/2020 Present
  • 01/2016 → 10/2016
    First Clearing
    St Louis, MO
  • 07/2012 → 10/2018
    First Clearing
    Saint Louis, MO
  • 10/2018 → 06/2020
    Wells Fargo Clearing Services
    St Louis, MO
  • 06/2020 → Present
    Wells Fargo Clearing Services
    St Louis, MO
Other Businesses

PEVELY CAR WASH, NOT INV RELATED, PEVELY, MO, EMPLOYEE, START 10/1/2016, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-13
  • S66 Uniform Combined State Law Examination
    2022-05-13
Other Names
  • Katie Marie Dressler

View on SEC IAPD

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