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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-01-18 |
Branch Locations
6305 Waterford Blvd Suite 300, Oklahoma City, OK 73118 • United States
Edmond, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Edmond | OK | 07/2012 | 02/2017 |
| Princor Financial Services Corporation | Edmond | OK | 07/2012 | 02/2017 |
| New York Life Insurance Co | Oklahoma City | OK | 02/2017 | 04/2021 |
| Nylife Securities Llc | Oklahoma City | OK | 03/2017 | 04/2021 |
| Massmutual Life Insurance Co | Oklahoma City | OK | 04/2021 | Present |
| Mml Investors Services, Llc | Oklahoma City | OK | 06/2021 | Present |
Name: Timothy Smith Inv rel: Y Add: 6305 Waterford Blvd #300, Oklahoma City, OK. 73118 Nature: Health Insurance Position: Insurance Agent Start date: 04/2021 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: outside fixed insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-26 |
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