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2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-04 |
Branch Locations
2300 North Ridgetop Road, Santa Fe, NM 87506 • United States
Novato, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Southern Life | Cincinnati | OH | 06/2009 | 12/2024 |
| Touchstone Securities | Cincinnati | OH | 07/2012 | 12/2024 |
| T. Rowe Price | Novato | CA | 01/2025 | 10/2025 |
| Thornburg Investment Management, Inc. | Santa Fe | NM | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-08-31 |
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